每經記者 陳晨    每經編(bian)輯 肖芮冬    

1月12日，中信證券中德證券證券證監會對中信證券、被采中德證券和萬和證券分別采取警示函措施，示函百姓彩票首頁其(qi)原因均為保薦的措施(shi)可轉債項目發行(xing)上市當年(nian)(nian)營業利潤比上年(nian)(nian)下滑50%以上。

證監會稱，中信證券中德證券證券百姓彩票首頁中信證券保薦的被采百姓彩票大廳恒逸石化(hua)股(gu)份有限公(gong)司可轉債項目(mu)，發行(xing)(xing)人(ren)證(zheng)(zheng)券(quan)(quan)發行(xing)(xing)上(shang)(shang)市(shi)當年(nian)(nian)(nian)即虧損、示函(han)營(ying)業(ye)(ye)利潤(run)比(bi)上(shang)(shang)年(nian)(nian)(nian)下滑50%以上(shang)(shang)；中德證(zheng)(zheng)券(quan)(quan)保(bao)薦(jian)的(de)措(cuo)施山西永(yong)東化(hua)工股(gu)份有限公(gong)司可轉債項目(mu)，發行(xing)(xing)人(ren)證(zheng)(zheng)券(quan)(quan)發行(xing)(xing)上(shang)(shang)市(shi)當年(nian)(nian)(nian)營(ying)業(ye)(ye)利潤(run)比(bi)上(shang)(shang)年(nian)(nian)(nian)下滑50%以上(shang)(shang)；萬(wan)和(he)證(zheng)(zheng)券(quan)(quan)保(bao)薦(jian)的(de)中信(xin)證(zheng)(zheng)券(quan)(quan)中德證(zheng)(zheng)券(quan)(quan)證(zheng)(zheng)券(quan)(quan)貴州永(yong)吉印(yin)務(wu)股(gu)份有限公(gong)司可轉債項目(mu)，發行(xing)(xing)人(ren)證(zheng)(zheng)券(quan)(quan)發行(xing)(xing)上(shang)(shang)市(shi)當年(nian)(nian)(nian)營(ying)業(ye)(ye)利潤(run)比(bi)上(shang)(shang)年(nian)(nian)(nian)下滑50%以上(shang)(shang)。被(bei)采(cai)

因此，示函(han)(han)證(zheng)監會對前(qian)述(shu)(shu)三家券商分別采取警示函(han)(han)措施；同時，措施也對前(qian)述(shu)(shu)項目的中信證(zheng)券中德證(zheng)券證(zheng)券6名保薦代(dai)表人分別采取監管談(tan)話措施。